PRIVACY POLICY

VISIT

Generally, you may visit www.mandotsecurities.com anonymously and obtain information about our Company and products and services without providing any personal information, such as your phone number or postal or e-mail address.

PERSONAL INFORMATION

In a few sections of our Website, we ask you to provide information that will enable us to enhance your site visit or to follow up with you after your visit. It is completely optional for you to participate. For example, we request information from you when you :

Register with mandotsecurities.com and also while executing Customer Agreement with us or filing online registration forms
Transact on the Site
Provide feedback in an online survey
Participate in contests or games such as Mockstocks.
Request your order status
Subscribe to a newsletter or a mailing list.

In each of the above instances, we may ask for your name, e-mail address, telephone number, address, login name, password or password validation and other personal information that is needed to register or subscribe you to services or offers.

USE OF PERSONAL INFORMATION

The personal information you provide will be kept confidential and used to support our customer relationship with you. We may use the information you provide to inform you of special offers, upgrades and other services that may be of interest to you. We may selectively share your information with mandotsecurities.com affiliates or other companies and organizations whose products or services we think may be of interest to you. We will whenever called upon to do so, disclose your personal information to any Government, Central or State, local or public or regulatory authority such as the Securities and Exchanges Board of India (SEBI), Reserve Bank of India (RBI) or such other authority. If you do not want to receive information about special offers, upgrades, newsletter, mailing list from mandotsecurities.com or its affiliates, you will be given the opportunity to "opt out" and we will respect your wishes. The personal data of customers and web site visitors is stored indefinitely and may be collected and processed in one or more data bases maintained directly or indirectly by mandotsecurities.com. By providing personal information to mandotsecurities.com, you agree and understand that mandotsecurities.com and its affiliates may access, store, and use this information for a variety of purposes including identification, registration, authentication, online transactions, and marketing in any of the countries in which mandotsecurities.com, its affiliates maintain offices.

SECURITY

Our site offers 128 bit Secured Sockets Layer (SSL) security from EGI WebSoft Inc. SSL technology offers security while executing a trade, transferring money or securities and prevents hackers from collecting information while the transaction is in process. Customers are required to enter their User ID and password to access certain sections on our Website. In order to protect your information, customers are required to clear three levels of passwords to Trade Online. You are requested to keep your password safely and change the same frequently to pre-empt any fraudulent use.

LINKS TO OTHER SITES

mandotsecurities.com is not responsible for the privacy practices of non- mandotsecurities.com sites to which mandotsecurities.com or any other mandotsecurities.com Web site may link. We encourage you to become familiar with the privacy practices of these sites before you provide them with personal information.

CHANGES TO THIS POLICY

We may from time to time update this Policy. When we do so, we will post notice of any revisions on this site. We encourage you to review our Privacy Policy whenever you visit our Web site.

DISCLAIMER

Mandot Securities Pvt Ltd, Member of NSE, BSE, MCX, CIN Number : U67120MP2014PTC033380

Registered office:

217 Mandot Securitiesver Sanchora Castle,7 RNT Marg, Indore, M.P.- 452001

Website: https://mandotsecurities.com

Registration No.:

SEBI Regn. No. : INZ000007435, BSE - 6598, NSE - 90055, MCX - 55760, SEBI Research Analyst Registration No - INH000017648, DP:CDSL - IN-DP-CDSL-159-2015 (12082300), AMFI – ARN-139860, CIN Number : U67120MP2014PTC033380

Disclaimer

1. Standard Disclaimer: Investments in securities market are subject to market risks, read all the related documents carefully before investing.

2. Brokerage Disclaimer: Brokerage will not exceed the SEBI prescribed limit.

3. Disclaimer for Specific Security/Securities: The securities are quoted as an example and not as a recommendation.

4. Disclaimer when member is only a Distributor: They are the only distributor/s of such products.

The site, including any content or information contained with it or any site related service, or any product or service licensed or purchased through the site, is provided on an "as is" basis.

You agree and understand that the information and material contained in this website implies and constitutes your consent to the terms and conditions mentioned below.

You also agree that Mandot Securities can modify or alter the terms and conditions of the use of this service without any liability.

The content of the site and the interpretation of data are solely the personal views of the contributors. MANDOT SECURITIES reserves the right to make modifications and alterations to the content of the website. Users are advised to use the data for the purpose of information only and rely on their own judgment while making investment decisions. MANDOT SECURITIES especially states that it has no financial liability whatsoever to any user on account of the use of information provided on its website.

We encourage all investors to use the information on the site as a resource only and should further do their own research on all featured companies, stocks, sectors, markets and information presented on the site.

MANDOT SECURITIES, its management, and/or their employees take no responsibility for the veracity, validity and the correctness of the recommendations or other information or research. Although we attempt to research thoroughly on information provided herein, there are no guarantees in accuracy. The information presented on the site has been gathered from various sources believed to be providing correct information. MANDOT SECURITIES, its management, and/or employees are not responsible for errors, inaccuracies if any in the content provided on the site. Any prediction made on the direction of the stock market or on the direction of individual stocks may prove to be incorrect. Users/visitors are expected to refer to other investment resources to verify the accuracy of the data posted on this site on their own.

MANDOT SECURITIES does not represent or endorse the accuracy or reliability of any of the information, conversation, or content contained on, distributed through, or linked, downloaded or accessed from any of the services contained on this website (hereinafter, the “Service”), nor the quality of any products, information or other materials displayed, purchased, or obtained by you as a result of any other information or offer by or in connection with the Service.

The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from MANDOT SECURITIES. We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.

There are risks associated with utilizing internet and short messaging system (SMS) based information and research dissemination services. Subscribers are advised to understand that the services can fail due to failure of hardware, software, and Internet connection. While we ensure that the messages are delivered in time to the subscribers Mobile Network, the delivery of these messages to the customer’s mobile phone/handset is the responsibility of the customer’s Mobile Network. SMS may be delayed and/or not delivered to the customer’s mobile phone/handset on certain days, owing to technical reasons that can only be addressed by the customer’s Mobile Network, and MANDOT SECURITIES and its employees cannot be held responsible for the same in any case.

A possibility exists that the site could include inaccuracies or errors. Additionally, a possibility exist that unauthorized additions, deletions or alterations could be made by third parties to the site. Although MANDOT SECURITIES attempts to ensure the integrity, correctness and authenticity of the site, it makes no guarantees whatsoever as to its completeness, correctness or accuracy. In the event, that such an inaccuracy arises, please inform MANDOT SECURITIES so that it can be corrected.

MANDOT SECURITIES and its owners/affiliates are not liable for damages caused by any performance, failure of performance, error, omission, interruption, deletion, defect, delay in transmission or operations, computer virus, communications line failure, and unauthorized access to the personal accounts. MANDOT SECURITIES is not responsible for any technical failure or malfunctioning of the software or delays of any kind. We are also not responsible for non-receipt of registration details or e-mails. Users shall bear all responsibility of keeping the password secure. MANDOT SECURITIES is not responsible for the loss or misuse of the password.

MANDOT SECURITIES is not responsible for the content of any of the linked sites. By providing access to other web-sites, MANDOT SECURITIES is neither recommending nor endorsing the content available in the linked websites.

You agree that the information gathered from your profile will be used to enhance your experience on the website. We will not rent or sell the profile to any third party. In case of a contest or a promotion scheme, we reserve the right to share the users profile with the sponsors. In the event of necessary credit checks and collection of payments, MANDOT SECURITIES can disclose such information to other authorities in good faith.

This website is for the exclusive purpose of transactions to be carried out within the territorial jurisdiction of India and all such transactions shall be governed by the laws in India. Notice is hereby given that Non Resident Indians (NRI's) and Foreign Nationals accessing this web site and opting to transact thereon shall do so after due verification at their end of their eligibility to do so. MANDOT SECURITIES undertakes no responsibility for such pre-eligibility of qualification on part of Non-Resident Indians (NRI's)orForeign Nationals to transact on this website

DELAYS IN SERVICES:

Neither MANDOT SECURITIES (including its directors ,and/or employees, ) shall be liable for any loss or liability resulting, directly or indirectly, from delays or interruptions due to DND, electronic or mechanical equipment failures, telephone interconnect problems, defects, weather, strikes, walkouts, fire, acts of God, riots, armed conflicts, acts of war, or other like causes.

GOVERNING LAW:
Transactions between you and MANDOT SECURITIES shall be governed by and construed in accordance with the laws of India. Any litigation regarding this agreement or any transaction between customer and MANDOT SECURITIES or any action at law or in equity arising out of or relating to these agreement or transaction shall be filed only in the Competent Courts of Mumbai and the customer hereby agrees, consents and submits to the jurisdiction of such courts for the purpose of litigating any such action.

Exchanges Disclaimer

No exchange* shall in any manner be answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc, of any of the Rules, Regulations, Bye-laws of any of the exchanges, SEBI Act or any other laws in force from time to time.

None of the exchanges are liable for any information on this Website or for any services rendered by us, our employees, and our servants.

* Exchanges here include all the Exchanges of which MANDOT SECURITIES is a Member currently or can become a member in future.

If you do not agree to any of the terms mentioned in this agreement, you should exit the site.

DISCLAIMER AND DISCLOSURES - Research

Mandot Securities pvt.Ltd. Group : Member of NSE, BSE, DP:CDSL, MCX, CIN NO.: U67120MP2014PTC033380

Rights and Obligations

General Clause

1. The Beneficial Owner and the Depository participant (DP) shall be bound by the provisions of the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996, Rules and Regulations of Securities and Exchange Board of India (SEBI), Circulars / Notifications / Guidelines issued there under, Bye Laws and Business Rules/Operating Instructions issued by the Depositories and relevant notifications of Government Authorities as may be in force from time to time.

2. The DP shall open/activate demat account of a beneficial owner in the depository system only after receipt of complete Account opening form, KYC and supporting documents as specified by SEBI from time to time.

Beneficial Owner information

3. The DP shall maintain all the details of the beneficial owner(s) as mentioned in the account opening form, supporting documents submitted by them and/or any other information pertaining to the beneficial owner confidentially and shall not disclose the same to any person except as required by any statutory, legal or regulatory authority in this regard.

4. The Beneficial Owner shall immediately notify the DP in writing, if there is any change in details provided in the account opening form as submitted to the DP at the time of opening the demat account or furnished to the DP from time to time.

Fees/Charges/Tariff

5. The Beneficial Owner shall pay such charges to the DP for the purpose of holding and transfer of securities in dematerialized form and for availing depository services as may be agreed to from time to time between the DP and the Beneficial Owner as set out in the Tariff Sheet provided by the DP. It may be informed to the Beneficial Owner that "no charges are payable for opening of demat accounts”

6. In case of Basic Services Demat Accounts, the DP shall adhere to the charge structure as laid down under the relevant SEBI and/or Depository circulars/directions/notifications issued from time to time.

7. The DP shall not increase any charges/tariff agreed upon unless it has given a notice in writing of not less than thirty days to the Beneficial Owner regarding the same.

Dematerialization

8. The Beneficial Owner shall have the right to get the securities, which have been admitted on the Depositories, dematerialized in the form and manner laid down under the Bye Laws, Business Rules and Operating Instructions of the depositories.

Separate Accounts

9. The DP shall open separate accounts in the name of each of the beneficial owners and securities of each beneficial owner shall be segregated and shall not be mixed up with the securities of other beneficial owners and/or DP’s own securities held in dematerialized form.

10. The DP shall not facilitate the Beneficial Owner to create or permit any pledge and /or hypothecation or any other interest or encumbrance over all or any of such securities submitted for dematerialization and/or held in demat account except in the form and manner prescribed in the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996 and Bye- Laws/Operating Instructions/Business Rules of the Depositories.

Transfer of Securities

11. The DP shall effect transfer to and from the demat accounts of the Beneficial Owner only on the basis of an order, instruction, direction or mandate duly authorized by the Beneficial Owner and the DP shall maintain the original documents and the audit trail of such authorizations.

12. The Beneficial Owner reserves the right to give standing instructions with regard to the crediting of securities in his demat account and the DP shall act according to such instructions.

13. The stock broker / stock broker and depository participant shall not directly / indirectly compel the clients to execute Power of Attorney (PoA) or Demat Debit and Pledge Instruction (DDPI) or deny services to the client if the client refuses to execute PoA or DDPI.

Statement of account

14. The DP shall provide statements of accounts to the beneficial owner in such form and manner and at such time as agreed with the Beneficial Owner and as specified by SEBI/depository in this regard.

15. However, if there is no transaction in the demat account, or if the balance has become Nil during the year, the DP shall send one physical statement of holding annually to such BOs and shall resume sending the transaction statement as and when there is a transaction in the account.

16. The DP may provide the services of issuing the statement of demat accounts in an electronic mode if the Beneficial Owner so desires. The DP will furnish to the Beneficial Owner the statement of demat accounts under its digital signature, as governed under the Information Technology Act, 2000. However if the DP does not have the facility of providing the statement of demat account in the electronic mode, then the Participant shall be obliged to forward the statement of demat accounts in physical form.

17. In case of Basic Services Demat Accounts, the DP shall send the transaction statements as mandated by SEBI and/or Depository from time to time.

Manner of Closure of Demat account

18. The DP shall have the right to close the demat account of the Beneficial Owner, for any reasons whatsoever, provided the DP has given a notice in writing of not less than thirty days to the Beneficial Owner as well as to the Depository. Similarly, the Beneficial Owner shall have the right to close his/her demat account held with the DP provided no charges are payable by him/her to the DP. In such an event, the Beneficial Owner shall specify whether the balances in their demat account should be transferred to another demat account of the Beneficial Owner held with another DP or to rematerialize the security balances held.

19. Based on the instructions of the Beneficial Owner, the DP shall initiate the procedure for transferring such security balances or rematerialize such security balances within a period of thirty days as per procedure specified from time to time by the depository. Provided further, closure of demat account shall not affect the rights, liabilities and obligations of either the Beneficial Owner or the DP and shall continue to bind the parties to their satisfactory completion.

Default in payment of charges

20. In event of Beneficial Owner committing a default in the payment of any amount provided in Clause 5 & 6 within a period of thirty days from the date of demand, without prejudice to the right of the DP to close the demat account of the Beneficial Owner, the DP may charge interest at a rate as specified by the Depository from time to time for the period of such default.

21. In case the Beneficial Owner has failed to make the payment of any of the amounts as provided in Clause 5&6 specified above, the DP after giving two days notice to the Beneficial Owner shall have the right to stop processing of instructions of the Beneficial Owner till such time he makes the payment along with interest, if any.

Liability of the Depository

22. As per Section 16 of Depositories Act, 1996, 1. Without prejudice to the provisions of any other law for the time being in force, any loss caused to the beneficial owner due to the negligence of the depository or the participant, the depository shall indemnify such beneficial owner. 2. Where the loss due to the negligence of the participant under Clause (1) above, is indemnified by the depository, the depository shall have the right to recover the same from such participant.

Freezing/ Defreezing of accounts

23. The Beneficial Owner may exercise the right to freeze/defreeze his/her demat account maintained with the DP in accordance with the procedure and subject to the restrictions laid down under the Bye Laws and Business Rules/Operating Instructions.

24. The DP or the Depository shall have the right to freeze/defreeze the accounts of the Beneficial Owners on receipt of instructions received from any regulator or court or any statutory authority.

Redressal of Investor grievance

25. The DP shall redress all grievances of the Beneficial Owner against the DP within a period of thirty days from the date of receipt of the complaint.

Authorized representative

26. If the Beneficial Owner is a body corporate or a legal entity, it shall, along with the account opening form, furnish to the DP, a list of officials authorized by it, who shall represent and interact on its behalf with the Participant. Any change in such list including additions, deletions or alterations thereto shall be forthwith communicated to the Participant.

Law and Jurisdiction

27. In addition to the specific rights set out in this document, the DP and the Beneficial owner shall be entitled to exercise any other rights which the DP or the Beneficial Owner may have under the Rules, Bye Laws and Regulations of the respective Depository in which the demat account is opened and circulars/notices issued there under or Rules and Regulations of SEBI.

28. The provisions of this document shall always be subject to Government notification, any rules, regulations, guidelines and circulars/ notices issued by SEBI and Rules, Regulations and Byelaws of the relevant Depository, where the Beneficial Owner maintains his/ her account, that may be in force from time to time.

29. The Beneficial Owner and the DP shall abide by the arbitration and conciliation procedure prescribed under the Bye-laws of the depository and that such procedure shall be applicable to any disputes between the DP and the Beneficial Owner.

30. Words and expressions which are used in this document but which are not defined herein shall unless the context otherwise requires, have the same meanings as assigned thereto in the Rules, Bye-laws and Regulations and circulars/notices issued there under by the depository and /or SEBI

31. Any changes in the rights and obligations which are specified by SEBI/Depositories shall also be brought to the notice of the clients at once.

32. If the rights and obligations of the parties hereto are altered by virtue of change in Rules and regulations of SEBI or Bye-laws, Rules and Regulations of the relevant Depository, where the Beneficial Owner maintains his/her account, such changes shall be deemed to have been incorporated herein in modification of the rights and obligations of the parties mentioned in this document.

PRIVACY POLICY

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Rights and Obligations

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