Mandot Securities | Open Demat & Trading Account in Minutes

Research Analyst Audit Report

SR.NO.	Document Name	PDF
1	Annexure to Audit Report (2024–2025)	Download
2	Auditor Certificate MSPL(2024–2025)	Download

We are a private limited company incorporated at Indore in 2014 and are one of the leading financial service provider in Central India. We are a SEBI registered Stock Broker (NSE, BSE And MCX) and a Depository Participant with CDSL. We have a current presence of various different locations through the network of Branches and Business Associates.

“Update your mobile numbers /email IDs with us. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from Exchange/ CDSL on the same day. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. No need to issue cheques by investors while subscribing for IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in Investor's account"

Mandot Securities pvt.Ltd.
Group : Member of NSE, BSE, DP:CDSL, MCX

SEBI Regn. No. : INZ000007435, BSE - 6598, NSE - 90055, MCX - 55760, SEBI Research Analyst Registration No - INH000017648, Research Analyst Enlistment No. 6303, DP:CDSL - IN-DP-CDSL-159-2015 (12082300), AMFI - ARN-139860, CIN Number : U67120MP2014PTC033380

Issued in the interest of investors: Prevent Unauthorised transactions in your trading and Demat account. Update your mobile numbers/email IDs with Mandot Securities pvt.ltd. Receive alerts and information of all debit and other important transactions in your trading and Demat account directly from Exchange/Depository on your mobile/email at the end of the day. KYC is a onetime exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Attention Investors!
- Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.
- Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
- Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
- If you want to register your complaints through SEBI Score 2.0 Portal please click here. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances.
- BSE
- NSE
Attention Investors!
Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
Attention Investors!
- All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details.
- The last date to update KYC is on or before March 31, 2022.
- Thereafter non-compliant trading accounts will be blocked for trading by the Exchange.
- The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository.
- On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day.
- The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system.
- To ensure smooth settlement of trades, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement.
- The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.
- Pro Trade Declaration by Broker “In compliance with the SEBI directives, we, Mandot Securities Private Limited hereby notify that we carry or execute the trades/orders on behalf of the client as well as our own account (Proprietary Trading)”

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Details of Designation	Contact Person Name	Address	Contact No	Email ID	Working Hours
Customer Care	Mr. Shivbhanu Rathore	217, Silver Sanchora Castle, 7 RNT Marg, Indore - 452001 (MP)	0731-6620005	support@mandotsecurities.com	Mon-Sat 9:00 AM to 6:00 PM
Head of Customer Care	Ms. Anjum Ansari	217, Silver Sanchora Castle, 7 RNT Marg, Indore - 452001 (MP)	0731-6620000	support@mandotsecurities.com	Mon-Sat 9:00 AM to 6:00 PM
Compliance Officer	Mr. Gaurav Napit	217, Silver Sanchora Castle, 7 RNT Marg, Indore - 452001 (MP)	0731-6620009	compliance@mandotsecurities.com	Mon-Sat 9:00 AM to 6:00 PM
Director	Mr. Amit Kumar Jain	217, Silver Sanchora Castle, 7 RNT Marg, Indore - 452001 (MP)	0731-6620022	amit.jain@mandotsecurities.com	Mon-Sat 9:00 AM to 6:00 PM

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with

SMART ODR: https://smartodr.in/login

SEBI: https://scores.sebi.gov.in/scores-home/

Link of MCX https://www.mcxindia.com/Investor-Services

Please quote your Service Ticket / Complaint Ref No. while raising your complaint at SEBI Scores Portal.